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Showing Blogs posted using tag #call recording (x)
    • Posted by dubber
    • January 23, 2017
    The Dodd-Frank act was written into US law following the financial crisis of 2007, in an attempt to prevent any further recessions in the future. Financial companies must take a series of steps to ensure they are fully compliant with the act. Trump's elec...  more
    • Posted by dubber
    • December 12, 2016
    The EU are extending their pre-existing MiFID legislation to tighten restrictions on the financial sector. The updated directive - known as MiFID II - now includes IFAs and Wealth Managers in the job roles that must comply with a call recording legal requ...  more